The paradigm paradox
The 'paradigm-shift' programme is a new genre purporting to change
organisation culture. As with other labels (e.g. TQM, BPR), we risk lumping many things
together which are quite different. So for the sake of clarity, the paradigm-shift
programmes referred to here are those which are based on the work of Stephen Covey. I
describe them as a genre because already this thinking has taken several forms (in my
experience) but Covey's work is the most common underpinning and is very cogently argued.
In the course of working in organisations over the last few years I have
come upon such programmes, labelled with inspiring titles. As they purport to change the
culture, it is reasonable that they should be scrutinised to learn how and how well they
achieve their purpose. It will not be argued that Covey's work is not of value. It clearly
is. The argument will be that his ideas are wrongly applied to organisations (or applied
at the wrong time).
It is almost as though we learn nothing from our experience. In the
Eighties fortunes were wasted on customer care and quality programmes, and it will be
argued that paradigm-shift programmes are suffering the same fate.
What does Covey teach?
A paradigm-shift is an "aha", that is to say, seeing something
another way. Covey teaches how to think differently about yourself (intrapersonal
paradigms) and how to think differently about working with others (interpersonal
paradigms).
He argues that the way we see the problem is the problem. Applying his
ideas, people learn that they have freedom to choose, they develop confidence in being
proactive, they learn to begin 'with the end in mind' and hence create a future they have
envisioned. People also learn the value of integrity in working with others and how to
create 'win-win' strategies to improve co-operation. It is a powerful and empowering
technology.
The relevance to organisations wanting a culture change appears obvious -
who wouldn't want every employee in the team or whole organisation contributing powerfully
to the future? And so Covey's concepts are written into programmes of culture change. The
argument is that you shouldn't think about changing people, you should give them the tools
and they will change themselves.
Starting with the intrapersonal, people learn to change by examining their
current beliefs and the beliefs held dear by the current culture. They learn to
'unconceal' (a new word introduced by this genre) or disclose that which has previously
been covert (undiscussed) or, even, undiscussable.
By being clear about what is, people can achieve breakthroughs, another
key word meaning working outside of current paradigms. That, it is argued, is the key for
creativity and inspired action.
Moving to the interpersonal, people learn a new language for working with
others. No longer do you call someone up for a chat about a problem, you 'make a request'
and your request may be 'accepted' or 'declined'. When things aren't going well, people
feel confident to declare a 'breakdown', safe in the knowledge that like-minded people
will be at hand to help.
Sounds great doesn't it? My first experience of such programmes was in
1989 in an IT organisation. The programme names were up-beat descriptions for inspired
teams and inspired leaders. An analysis of the actions from the programmes showed that few
people were doing things that could be argued to be of economic benefit to the
organisation (ie. affecting revenue, efficiency or customer service).
Some had started with good intent but their projects had waned, perhaps
fought off by the receiving culture. Many, however, had chosen to do things entirely
unrelated to economic performance (eg. leave the company "the event helped me find
myself", set up interest groups and so on). Since this first experience, I have
sought out project lists following programmes in other companies and have found similar
results. It is true that some people succeed with initiatives that prove to be
economically worthy. However, initiatives which threaten the current operating culture are
typically resisted to extinction and many initiatives simply bear no relation to the
economic performance of the organisation.
It is also the case that many problems still existed which had alarming
economic consequences and were cultural in origin. For example:
In one company we found eighty million pounds-worth of potential business
not getting bid because it was 'stuck' in the pre-sales processes. Many of the creative
initiatives spawned by the programme ('breakthrough projects') were sales-related but none
dealt with the fundamental problem. Work was not getting bid. Bad measures were the main
cause, creating competition in some instances and failure to give help in others ("I
don't want to help you, it won't help my numbers").
In another, as many as 50% of the customers ringing in with an invoice
enquiry abandoned their call. Customers learned to call instead on the customer services
(sales enquiry) line. As many as 40% of the calls coming in to the sales line were billing
queries. These were logged and passed on to invoice enquiries, taking days to get
actioned. Often the customers called again. Once again, it was measures that were getting
in the way. Executives working on functional measures, bad debt, sales volume, call
volumes, time to answer calls were oblivious to the problems. Breakthrough projects which
went across these boundaries met with resistance from managers.
These were not isolated problems. They were examples of general problems
in these organisations. Similar costly problems could be found elsewhere, they existed
because of the way managers thought about their work. While the initiatives appeared to
change behaviour, the underlying norms and practices relative to doing work were not
articulated or challenged and it was these that maintained sub-optimal business
performance.
How to do the work is the superordinate paradigm
The problem is that the programmes don't talk about work, how to do work,
how to understand work, how to learn from it and how to improve it.
If an organisation wants to unleash its workforce, to create a winning
culture, people need to know what to do about the work. Acting in concert towards a common
vision demands that people have a common framework and language. Covey follows the Western
and, particularly American, management view that organisations are collections of
individuals and that culture change means releasing their potential. It is a view based on
the more general belief that performance is an 'individual' phenomenon. Deming taught the
opposite. Performance, he said, is more than ninety per cent governed by the system. If
it's thinking that has to change, it is our thinking about work, about how to run the
system that's important.
The systems described in the examples above were inefficient, not customer
friendly and likely to impact revenue adversely. It is the systems that should have and
could have been the focus for people's energies.
Paradigm-shift programmes, like customer care, quality and BPR programmes
are up against the existing culture. At a recent conference, the presenter was asked,
"What were the down sides of your paradigm-shift programme?". The answers were:
people paying lip-service; people at higher levels feeling threatened and protecting their
turf; and experiencing tension living in the gap between the reality and what some people
want it to be. These data suggest that the programme is being fought by the system.
In an airline, cabin crew were so alarmed by their 'Breakthrough'
programme that, through their staff union, they issued a briefing paper to all crew on how
to survive the programme. It was titled 'Your Brainwashing Self-defence Kit'. Reading the
paper it was clear that cabin crew care about the operational aspects of their work (eg.
having the right meals etc) and had major problems seeing the connection between what they
regarded as a 'therapeutic' intervention and getting the work done. Two excerpts
illustrate:
1. Be present but do not participate. Do not wear the T-shirt. Do not play
the games. Do not hug anyone. Do not tell anyone your secrets. Do not discuss your
emotions. And, most important of all, do not walk out.
If you follow this advice you will almost certainly be selected for some
one-to-one counselling from an unqualified crew member with staring eyes, fixed smile and
nodding head, usually during a meal or coffee break. If you fail to recognise them
visually you will quickly recognise the standard phrases. 'Why did you feel the need to
not participate/rebel? What did it feel like to....?' and the old favourite, 'if you feel
you want to talk to someone about this I am available'.
2. And now some key words to use on the presenters
Anything definite and unarguable. Black and white. Right and wrong. All
tangible aspects of the job, peanuts, blankets, newspapers, delays, anything hard and
solid. Basically, when they are being grey and woolly be as specific and work related as
you can and vice versa, when they are talking hard (which is rare) talk about caring,
support and professionalism. Use words like support, which they love, in reference to
physical problems in the job, which they hate. Describe product shortages as lack of
support, this really confuses them.
Similarly, in an IT company, people learned to 'get through' their
'leadership intensive' programme by having pre-prepared self-disclosure. Managers knew the
'social contract' demanded disclosure and emotional catharsis. They were also quite
realistic about what really governed performance in the system (ie. the current
organisation). People paid lip-service to the programme, particularly because people were
effectively threatened about being negative (to bad-mouth the programme could bring
negative consequences for the manager). In this organisation 'already listening' (a new
phrase, meaning listening with prejudice) became a racket in itself, a game between people
with different agendas and feelings continued with a different language.
These problems occur because on the one hand the programmes are not
actually dealing with what's wrong with the system, and on the other hand people are
inhibited from contributing precisely because of the system (the way their work is
defined, the way measures are used, the way functions, processes and roles are designed).
These 'system conditions' are the way they are because of managerial thinking. For
example, most Western managers think of their organisations in functional ways, they use
functional measures to exert control and so on. It is simply the way they have been
trained and socialised.
Managers in 'command and control' cultures recognise that their
traditional paradigm is out of date and perhaps this leads them to assume that a
'paradigm-shift' programme will provide the remedy. For many people the effect has been
akin to evangelism. Some take the opportunity to try to achieve what they know is best for
the organisation, some accept it blindly, some feel threatened and cope by building
sophisticated defences.
It is management thinking that establishes and maintains the current
system and, therefore, the culture. Culture change is not simply about how you see
yourself and others. It is about how the system works, ie. how we do the work together
rather than how we work together. Deming showed that changing the system was the key to
change. The superordinate paradigm change is to understand how to act on the organisation
as a system. Then and only then will behavioural changes sustain an effective purchase on
performance. Only then will the organisation be learning.
Consistent with Covey's approach, the key to change is to remove or modify
aspects of the current operating culture and this has to start with 'inquiry' and
'unconcealing'. People don't give up their traditional ways of working unless two
conditions are satisfied: They see how current methods produce sub-optimal results
(customer dissatisfaction, inefficiency, lost opportunity), and they feel confident about
doing things differently - they can see how a different approach will benefit the
organisation and its customers. The first condition relies on understanding the
organisation as a system which, in turn, leads to good decisions about what to do
differently.
The paradox is that changing a culture starts with different thinking
about the work. Behavioural logic should be dependent on the task logic (if it would
improve performance to do the work differently, how does it mean we should behave?).
Focusing on behaviour without embedding it in a work context creates an entirely new
pathology - people try to play a new game. By contrast, focusing on how we work anchors
improvement in things that are real and opens the door to working on behaviour (or
culture) in a way which has relevance and, more importantly, is palpably relevant.
Why do executives buy these programmes? Probably because they have become
convinced of the need to release the energies of their people. However, the programmes
give people no tools to challenge the system and if they do they are likely to be met with
resistance. If we do want our systems to be challenged (and we should) we have to tackle
those who maintain them as they are (the managers). Managers who want change should be
leading the way by behaving unreasonably about the current system and in so doing they
would encourage others to challenge the status quo.
Covey's ideas are being wrongly applied to organisations. Changing an
organisation is not simply about changing the people; taking that view might only lead to
expensive failure. The 'thinking' tools people need to effect change are system-relevant
tools rather than tools that help them look at themselves. In an organisation governed by
traditional management thinking (and the majority of ours are), releasing people's
energies with Covey's tools may at best produce minimal sustained change and at worst will
result in greater cynicism. It is a cost we cannot afford.